Massachusetts’ top securities regular on Monday charged Morgan Stanley (MS.N) with “dishonest and unethical conduct” for having run high-pressured sales contests in Massachusetts and Rhode Island. Secretary of the Commonwealth William Galvin charged that Morgan Stanley brokers pushed so-called “securities based loans” in order to boost business. REUTERS
Massachusetts’ top securities regular on Monday charged Morgan Stanley (MS.N) with “dishonest and unethical conduct” for having run high-pressured sales contests in Massachusetts and Rhode Island.
Secretary of the Commonwealth William Galvin charged that Morgan Stanley brokers pushed so-called “securities based loans” in order to boost business.
REUTERS
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